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Copyrights, Patents, and Trademarks Defined
Copyrights, patents, and trademarks can be among the most valuable assets of a business.
Exchange-Traded Funds
Exchange-traded funds are open-ended registered investment companies regulated by the Securities and Exchange Commission under the Investment Company Act of 1940. The Securities and Exchange Commission has exempted exchange-traded funds from regulatory requirements in order to allow secondary trading on national exchanges of shares in exchange-traded funds.
Time Requirements for Settlement of Securities Trades
Due to the risk of volatility in the value of securities, the Securities and Exchange Commission requires that a securities transaction must be settled or completed within three business days. "T+3" is the name given to this settlement requirement.
Business Conduct Codes
Business Conduct Codes for New York Stock Exchange and Nasdaq Listed Companies
Whistleblowers Under the Safe Drinking Water Act
The Safe Drinking Water Act provides protection for whistleblower-employees who file claiims under the statute.
